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United States securities law
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#	Item
991	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAApril 24, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 15:26:15 Financial Industry Regulatory Authority Financial regulation United States Securities and Exchange Commission Financial economics Alternative display facility ACT U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Self-regulatory organizations Economy of the United States
992	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 27, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-27 17:20:36 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Securities Exchange Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
993	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-10 15:51:13 Financial economics Financial system Finance Financial services Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Registered representative United States securities law 73rd United States Congress United States Securities and Exchange Commission
994	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-07 06:34:45 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
995	Microsoft Word - DGLYFSX-July2013-FINAL-APPROVED.doc Add to Reading List Source URL: www.digitalallyinc.com Language: English - Date: 2013-07-09 17:18:07 United States securities law NASDAQ Lenexa Kansas United States Business Self-regulatory organizations Economy of the United States Financial Industry Regulatory Authority
996	A r e Yo u A n I n f o r m e d I n v e s t o r ? CYBERSECURITY: IS YOUR INVESTMENT PROFESSIONAL TAKING STEPS TO SAFEGUARD YOUR FINANCIAL INFORMATION? Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2015-01-28 15:12:00 United States securities law Computer crimes Registered Investment Advisor North American Securities Administrators Association Cyberwarfare Computer security Financial adviser Business International Multilateral Partnership Against Cyber Threats Investment Financial economics Security
997	Date: August 27, 2007 NIKON CORPORATION 2-3, Marunouchi 3-chome, Chiyoda-ku, Tokyo,Japan Stock Code Number: 7731 Contact: Masayuki Hatori General Manager, Add to Reading List Source URL: www.nikon.com Language: English - Date: 2011-03-03 00:09:23 Equity securities Business law Economics Law Stock Rights issue Government procurement in the United States Corporation Corporate finance Stock market Business
998	UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA LINDA R. TRIPP Plaintiff, v. Add to Reading List Source URL: www.kkc.com Language: English - Date: 2014-11-10 10:29:08 Lawsuit Cause of action Pleading Conley v. Gibson Private Securities Litigation Reform Act False Claims Act Civil procedure Law Federal Rules of Civil Procedure
999	Date the fine was imposed: June 10, 2014 Recipient of the fine: Employee Chi XX of Waterland Securities Co., Ltd. Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-08-19 05:27:36 United States Securities and Exchange Commission Securities Financial economics Financial system Finance United States securities law 73rd United States Congress Securities Exchange Act
1000	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 23, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-23 17:20:08 Tomlinson Wells Fargo Economy of the United States Financial services Financial Industry Regulatory Authority United States securities law Robert Tomlinson